WEBVTT 1 00:00:01.405 --> 00:00:07.945 Yeah, well, good afternoon. My name is Teresa gable and I'd like to welcome you on behalf the office of research and development. 2 00:00:08.335 --> 00:00:21.385 And this afternoon is a new topic that we have discussed in the past for influence and academic research is something that thing more and more teaching if you looked in the news article lately. 3 00:00:21.385 --> 00:00:29.754 And so it's really important with our federal funding agencies, we value collaborations, international collaboration partnerships. 4 00:00:30.089 --> 00:00:38.935 We also have to be sure that we are going by regulatory requirements, and we're in compliance with rules and regulations. 5 00:00:38.935 --> 00:00:39.085 So, 6 00:00:39.085 --> 00:00:39.835 this afternoon, 7 00:00:39.835 --> 00:00:40.765 with best cases, 8 00:00:41.155 --> 00:00:53.994 she is the director for office of research compliance to come over and just talk about some of the things that we're doing here in the machine as well as some of the things that we will be rolling out in the future. 9 00:00:54.054 --> 00:01:04.075 That you're wanting to keep us in compliance with this topic. I'll go ahead and say, for Casey, she'll promise that more than once, but this is new to all of us. 10 00:01:04.224 --> 00:01:16.075 And so what we'll talk about this afternoon, we might talk later and there will be additional information that things would change. So it's moving target right now. So we feel like you're saying, we have somewhere. 11 00:01:16.349 --> 00:01:27.655 And so, that's what today kinda gets rolling and gets the topic started. So with that I'll turn it over. Okay, thank you. Alright. Wow. 12 00:01:30.055 --> 00:01:40.435 And I think it speaks to probably all of our concern and interest in this topic that, as Teresa said is evolving almost daily. 13 00:01:41.129 --> 00:01:53.784 There's rarely a day that a new article doesn't come out where we're learning new information in me included. This is very new to me new to everybody on campus. 14 00:01:53.814 --> 00:02:02.995 And so I appreciate you being here and being willing to go along with me on this on this rod, to figure this out and do the best we can. 15 00:02:02.995 --> 00:02:14.245 Because, as Teresa said, we definitely encourage and want to continue to collaborate both with domestic and international partners. 16 00:02:14.844 --> 00:02:23.844 We just want to make sure we're doing it in the right way so that we don't end up maybe in one of these articles that's coming out on a daily basis. 17 00:02:23.844 --> 00:02:37.254 So objectives for today, I wanna first stress again and again, and again that we're here to support an open and inclusive research environment, we're not trying to wall wall off anything. 18 00:02:37.764 --> 00:02:44.455 I wanna tell you about the background that we're we're currently operating in and and the current environment. 19 00:02:44.759 --> 00:02:57.865 That we're living in some of the fallout, because we know those are very telling and interesting cases that we can learn from and certainly don't want to be included in that. That group. 20 00:02:58.585 --> 00:03:04.794 Some of the agency, specific concerns that the federal funding agencies are putting out guidance. 21 00:03:04.794 --> 00:03:15.175 What that guidance is saying of what we, what we need to do I wanna help you elicit compliant disclosures because that is what is going to keep us out of trouble. 22 00:03:15.715 --> 00:03:22.224 We've got that's what everybody has gotten in trouble for is not being compliant with their disclosures. 23 00:03:22.465 --> 00:03:22.735 So, 24 00:03:22.735 --> 00:03:37.344 how can we make sure we're doing putting the right things in the right places on our disclosure forms where the resources on campus that you can go for help and then that is not a 25 00:03:37.344 --> 00:03:37.974 typo. 26 00:03:38.004 --> 00:03:52.824 The last objective is the same as the first. Because again, I want you to leave knowing that this is we're here to support open and inclusive research. And so this is Dr Jordan she's the interim vice president for research. 27 00:03:53.245 --> 00:03:56.185 She couldn't be here today, but she wanted me to share a statement. 28 00:03:58.104 --> 00:04:12.294 To support what I'm trying to say is that issues recognize later in a number of disciplines and well known for our innovative partnerships at the heart of the success are the diverse contributions from a wide range of world class researchers 29 00:04:12.925 --> 00:04:20.214 we have and we'll continue to encourage collaborations both domestic and international at the same time. 30 00:04:20.245 --> 00:04:31.615 These collaborations method here to our research values of integrity, honesty, openness, transparency and accountability to taxpayers in how we spend their dollars to that. 31 00:04:31.615 --> 00:04:42.084 And it's critical that our faculty staff and students adhere to laws and regulations regarding the responsible conduct of research. This is the best way to advance the calls of science. 32 00:04:44.665 --> 00:04:57.774 So, I'll go into the background, some background and the current environment. This article was published in the chronicle of higher education. It is a very thorough, comprehensive article that came out in May. 33 00:04:58.404 --> 00:05:12.415 And the title is very telling how university labs ended up on the front lines of despite and it's somewhere as a university. We're not comfortable with being where we're not we're behind the microscope. 34 00:05:12.444 --> 00:05:21.745 We're not on the front line, but that's kind of how we feel. Right now, and it's it's a weird place in an uncomfortable place for a lot of us. 35 00:05:22.495 --> 00:05:24.894 But at the in April, 36 00:05:24.925 --> 00:05:33.504 when the director of the went before the Senate about their budget for an h's budget for the next year, 37 00:05:33.834 --> 00:05:42.504 he was asked about a center to Roy block of Missouri how a H was holding universities leaders feet to the fire. 38 00:05:43.464 --> 00:05:56.574 He said governments are initiating systematic ways to influence our research and frankly, to take advantage of our research best, stealing it. And I H, has to be sure that the research community is fully aware of these threats. 39 00:05:57.954 --> 00:06:04.764 And so, in eight, since a letter to ten thousand grantee institutions. 40 00:06:06.444 --> 00:06:19.764 Warning of that the exploitation of so there were three concerns they outlined in this letter the exploitation of the peer review process where peer to peer reviewers for grants. 41 00:06:19.944 --> 00:06:31.824 We're sharing those grants with other people that they should not be and saying that researchers had not disclosed their their funding. So they're conflicts of interest. 42 00:06:31.824 --> 00:06:40.680 We're not being disclosed, and in their grant applications, they weren't putting all of their collaborations in their current pending and bio sketch sections. 43 00:06:41.064 --> 00:06:56.004 So, when I'll just say that in the weeks and months ahead, you may be hearing from our office of extra mule research regarding grant administration or oversight questions about specific applications and sure. Enough. 44 00:06:56.095 --> 00:07:06.475 Oh, sorry around February. Twenty, nineteen, those letters started coming and between sixty and seventy institutions received the letters. 45 00:07:06.985 --> 00:07:20.305 I can say, thankfully, we were not one of those institutions and haven't been yet. So we're hoping we're not going to be, but the main concerns again, we're confidentiality. 46 00:07:20.305 --> 00:07:30.415 The peer review process that reviewers were sharing applications and failure to disclose other resources and conflicts of interest. 47 00:07:31.404 --> 00:07:41.035 And these letters specifically identified certain faculty members, and the universities were given thirty days to investigate and respond. 48 00:07:42.564 --> 00:07:51.954 So it wasn't very long after that we started seeing the fall out. The first one came from MD Anderson. 49 00:07:52.584 --> 00:08:03.685 They fire three scientists in connections with and connection with concerns that China is trying to still us scientific research. 50 00:08:04.345 --> 00:08:15.475 The first such publicly disclosed punishments since federal officials have directed some institutions to investigate specific professors and violation of granting agency policies. 51 00:08:16.524 --> 00:08:17.245 And it said that, 52 00:08:17.394 --> 00:08:24.084 this article said MD Anderson took those actions after receiving emails last year from the H, 53 00:08:25.105 --> 00:08:37.975 that was April May the Los Alamos National Lab announced that one of their researchers was indicted on three counts of making false statements about re, 54 00:08:38.004 --> 00:08:39.235 being recruited by. 55 00:08:39.595 --> 00:08:41.575 And applying to participate in. 56 00:08:41.995 --> 00:08:51.924 China's thousand talents program for personal compensation and then, just on January twenty first just a few days ago. He pleaded guilty to one count. 57 00:08:51.955 --> 00:09:06.565 It was a so, they dropped to count and he pleaded guilty to one count of making false statements to the US government. And he hasn't been sent it yet, but he could face up to five years in prison and be find as much as two hundred and fifty thousand dollars. 58 00:09:09.565 --> 00:09:22.825 And then the next day emery announced that two faculty members are no longer employed after investigation found. They did not properly disclose their research relationship with China. 59 00:09:23.304 --> 00:09:29.065 Emory officials said on Thursday that the investigation was prompted by a letter from the H. 60 00:09:30.654 --> 00:09:31.014 And then, 61 00:09:31.014 --> 00:09:31.884 in August, 62 00:09:32.455 --> 00:09:46.195 the University of Kansas had a researcher that was arrested for a unlawfully receiving federal grant money at the same time that he was employed and paid by Chinese research university. 63 00:09:46.794 --> 00:09:58.945 So that was a conflict of commitment. He had salary funding from on a federal, I think, three federal grants, but he also had a full time employment contract with a Chinese university. 64 00:09:59.904 --> 00:10:11.815 And so the assistant attorney general, for national security said, any potential conflicts of commitment by researcher must be disclosed as required by law and university policy. 65 00:10:11.815 --> 00:10:24.865 So he didn't disclose that employment that he had in China. And I believe the his charges had to do with wire fraud and fraudulent statements again. 66 00:10:25.434 --> 00:10:29.455 And so he has not been seen it at this point. 67 00:10:30.835 --> 00:10:34.735 And then and December, right before we left for our holiday. 68 00:10:37.884 --> 00:10:48.625 We found out that then andel research institute was paying five point five million dollars to resolve and allegation that it had violated the false claims at best submitting, 69 00:10:48.625 --> 00:10:59.335 federal grant applications and progress reports to the age and which manhandle failed to disclose Chinese government grant that funded to researchers there, 70 00:10:59.725 --> 00:11:06.024 and I believe the reason this was not this was the institution responding and not the investigators. 71 00:11:06.235 --> 00:11:08.424 It's because Ben andel new about the grants, 72 00:11:08.754 --> 00:11:15.835 and that purpose purposefully with hill that information on the grant applications and then, 73 00:11:16.345 --> 00:11:17.304 January thirteen th, 74 00:11:17.335 --> 00:11:25.345 so just a couple weeks ago for faculty members at the University of Florida have left the school. 75 00:11:25.644 --> 00:11:28.254 Three resigned and one was terminated. 76 00:11:28.585 --> 00:11:32.965 And this was in response again to the National Institutes of health, 77 00:11:33.174 --> 00:11:40.465 regarding questionable meddling and I grant research and funding and then last week, 78 00:11:41.485 --> 00:11:42.325 the newest one, 79 00:11:42.325 --> 00:11:47.304 which has really shaken they, 80 00:11:47.725 --> 00:11:54.294 the research community is the chair of the Department of chemistry and chemical biology at Harvard. 81 00:11:54.684 --> 00:12:02.184 Was arrested, he was charged with making false statements related to funding. He received while getting us research of dollars. 82 00:12:03.029 --> 00:12:13.225 And so he was part of the China's tap thousand talents program as part of that he, he was paid up to fifty thousand dollars a month in salary. 83 00:12:13.615 --> 00:12:24.024 And approximately that says per year, but I actually just read and I think it was one hundred and fifty years, fifty thousand, every three years for living expenses. 84 00:12:24.355 --> 00:12:31.105 And they gave him a one point five million dollars to start a research lab in China and conduct research. 85 00:12:32.065 --> 00:12:43.945 On University of technology and China and so when he was question about that, he denied participation, and they had evidence that he was participating. 86 00:12:43.945 --> 00:12:57.894 So he was arrested January twenty eight and then on Thursday they did allow them to post bond. So, it was, but it had to be a million dollars cash and he, and his wife both had to turn over their passports. 87 00:12:58.404 --> 00:13:00.144 So he is out on bond right now. 88 00:13:02.934 --> 00:13:17.394 So that if that doesn't scare you, you know, I don't know how what else to say this is this is very every day we're seeing new things come out and not something where you say. 89 00:13:17.695 --> 00:13:23.815 So, just to talk a little bit. I know several of those cases mentioned the a thousand talents. 90 00:13:24.149 --> 00:13:38.575 Program and so not there's several hundred of these foreign talent government, recruitment programs. It's just that the is the most well known, and it's actually one that you can get the logo for. 91 00:13:38.634 --> 00:13:51.654 So I'll just, I'll just talk about that one, but they have actually gone more underground recently and taken down names of faculty members are professors that are involved in it. 92 00:13:51.985 --> 00:13:55.764 But what this is is started in two thousand eight, 93 00:13:56.004 --> 00:14:04.345 the Chinese Communist Party backs it and it's called a thousand talents plan or program and it was designed to recruit two thousand, 94 00:14:04.345 --> 00:14:05.154 high quality, 95 00:14:05.154 --> 00:14:10.855 foreign professionals within five to ten years and they have way overshot that goal. 96 00:14:11.365 --> 00:14:24.625 Because in two thousand, seventeen, they had more than seven thousand foreign participants in this program and it's really part of a broad push by China to achieve, you know, global technology supremacy. 97 00:14:25.315 --> 00:14:35.965 They are committed. They're putting a lot of money into their research and development. A fifteen percent of its GDP equaling two point one trillion dollars in twenty nineteen. 98 00:14:36.779 --> 00:14:49.495 So you might wonder, wow, a researcher would take this opportunity. And so this article came out yesterday. I thought it was very interesting. 99 00:14:50.605 --> 00:15:00.384 Why would somebody's, hey, take a chance beyond the money? You know, I may or may not come down to that but it this article was actually. 100 00:15:01.649 --> 00:15:03.115 Some somewhat place, 101 00:15:03.115 --> 00:15:06.235 some of the blame on the US research system, 102 00:15:06.654 --> 00:15:06.924 you know, 103 00:15:06.924 --> 00:15:17.754 it's sort of inflexible and overly complicated and researcher spend a lot of time putting together grant applications and managing the, 104 00:15:17.815 --> 00:15:18.205 the, 105 00:15:18.985 --> 00:15:21.894 the research administration that comes along with that. 106 00:15:22.164 --> 00:15:22.644 So. 107 00:15:24.684 --> 00:15:36.534 When you apply to the, or when you're accepted in it, you don't have to put out grant applications. They just giving the money to start the lab. You don't have to follow regulatory compliance rules. 108 00:15:37.434 --> 00:15:50.934 So you're sort of given an opportunity to go out and just take somehow risk do some high risk research without the burden of, you know, the rules that you have to operate in in the United States. 109 00:15:51.504 --> 00:15:52.884 And so it says, 110 00:15:52.884 --> 00:16:04.225 the doesn't require going applications or regulatory compliance and so faced with a choice between a Byzantine funding apparatus at home and instant cash from China you know, 111 00:16:04.225 --> 00:16:08.095 more than three thousand university researchers have opted for the latter. 112 00:16:08.490 --> 00:16:20.125 But the problem is that in return for that money, the contract that the, the investigator spawn requires researchers to turnover their intellectual property. 113 00:16:21.235 --> 00:16:32.544 To which I have access some of which may have been developed in the United States, they have to sign agreements preventing them from disclosing the work the results of their work. 114 00:16:33.085 --> 00:16:34.315 And in a few cases, 115 00:16:34.315 --> 00:16:38.904 they have asked researchers to come there and start shadow Labs, 116 00:16:39.054 --> 00:16:50.335 which basically mimic the research for research that eight or federal agency is funded them to do here just to start the same work there and to go ahead and apply for patents. 117 00:16:50.424 --> 00:17:02.215 There so then there are no export issues. It's already got a pattern in another country. So, basically, that's the problem. 118 00:17:02.215 --> 00:17:05.994 It's not that your collaborating with China is all these. 119 00:17:08.755 --> 00:17:16.855 The terms of the contract yeah, that are that are the issue. So, how are our agencies responding to this? 120 00:17:18.505 --> 00:17:33.055 In March D has issued a memo saying that all the funding opportunities require proposals to submit a list of all current projects that the individual is working on, or has applied to receive, regardless of the source. 121 00:17:36.894 --> 00:17:48.565 This is still proposed, but in May NSF has proposed changes to their proposal and award policies and procedures. He. 122 00:17:51.714 --> 00:18:05.095 They made significant changes to the examples that they gave for what needs to go in your current and pending section and so they want to see that everything you, 123 00:18:06.144 --> 00:18:10.494 including nonprofit your consulting agreements, 124 00:18:11.275 --> 00:18:14.634 all projects and activities that require Tom commitment. 125 00:18:14.664 --> 00:18:29.575 Must be reported, no minimum dollar threshold even if the re support, even if the support received is in kind. So that could even be a foreign country since the spots are someone to come work in your lab. 126 00:18:29.994 --> 00:18:34.974 That could be significant in current support and needs to be in your current and pending. 127 00:18:36.325 --> 00:18:46.464 Now, SF has said, they don't consider these clarifications to their pall. They don't consider these changes only clarifications. They say that you've expected this all alone. 128 00:18:47.605 --> 00:19:00.654 I will tell you it is different than the way universities have interpreted it. So, we are, this is still propose hasn't been published yet so we feel like we're in a little bit of a limbo right now with NSF. 129 00:19:01.345 --> 00:19:07.525 I think, at this point, would err on the side of caution and go ahead and follow that new guidance. 130 00:19:09.865 --> 00:19:10.434 And then, 131 00:19:10.434 --> 00:19:24.210 in June issued an order saying that no deal employees and anyone performing work on a contract from can are they're prohibited from participating in government talent, 132 00:19:24.204 --> 00:19:25.255 recruitment programs. 133 00:19:26.065 --> 00:19:26.394 So, 134 00:19:26.664 --> 00:19:29.964 from countries designated as a foreign country or risk, 135 00:19:30.444 --> 00:19:31.914 they didn't in order, 136 00:19:31.944 --> 00:19:33.565 it doesn't give the countries, 137 00:19:33.595 --> 00:19:37.494 but the officials have said that right now, 138 00:19:37.494 --> 00:19:39.384 their policy is China, 139 00:19:39.474 --> 00:19:40.075 Iran, 140 00:19:40.285 --> 00:19:41.605 North Korea and Russia. 141 00:19:44.515 --> 00:19:55.345 And then, in eight issue to notice in July regarding what they consider other support, and what should go in your application in your other support section. 142 00:19:55.884 --> 00:20:02.904 So they want non financial research resources available to your lab. 143 00:20:04.075 --> 00:20:11.184 Such as high value materials that are not freely available, regardless of whether they will be used for the funded project. 144 00:20:12.355 --> 00:20:17.575 All outside professional activities that support the investigators research endeavors. 145 00:20:18.565 --> 00:20:31.045 All of your scientific appointments paid or not and certain visitors, even maybe students to your lab, we need to be put in your other support section. 146 00:20:37.704 --> 00:20:38.724 Arbitrary state. 147 00:20:41.005 --> 00:20:54.595 Yeah, so Kroger which is on council on governmental relations has said exactly that. And I've gone back to eight and ask for clarification at this point. 148 00:20:54.595 --> 00:21:02.005 And it has not given any. I am working and I'm skipping ahead a little bit. But I'm working on a website. 149 00:21:02.005 --> 00:21:11.305 Where I'm gonna give some examples based on the best guidance we have right now, but you're exactly right. 150 00:21:12.174 --> 00:21:20.904 And the risk is that you put everything there in age. Things are too busy to do the research. So. 151 00:21:22.285 --> 00:21:32.994 But if you don't disclose it, you you go to the risk of, you know, you run the risk of material, you know. 152 00:21:38.275 --> 00:21:47.484 Not for you may not necessarily. Yeah I'm gonna repeat what you said. 153 00:21:47.484 --> 00:22:00.265 It's for streaming it and you said so if a researcher got some materials from a national lab, that were very valuable. That would be an example of a non financial resource and that's exactly right. 154 00:22:00.595 --> 00:22:15.474 Or equipment, so, yeah, if a another university gives gives her lab equipment, that could be another something. 155 00:22:15.505 --> 00:22:18.025 Yeah, it's not exportable. Not freely available. 156 00:22:18.055 --> 00:22:18.355 So, 157 00:22:19.914 --> 00:22:20.545 again, 158 00:22:21.894 --> 00:22:23.424 I'm getting a little bit ahead, 159 00:22:23.424 --> 00:22:23.845 but in my, 160 00:22:23.875 --> 00:22:25.525 when I talk about resources, 161 00:22:25.884 --> 00:22:37.045 there are offices here that are that will help you we will work through your specific example and help you decide based on the best guidance we have, 162 00:22:37.285 --> 00:22:37.734 whether, 163 00:22:38.065 --> 00:22:40.345 whether that needs to go and your other support or not. 164 00:22:43.075 --> 00:22:54.144 And so, yeah, I'm getting a little ahead. So it means she's a response has been that we are updating our financial conflict of interest policy. 165 00:22:54.744 --> 00:23:04.015 So, now, in addition to those things, I'm sorry so, in the past or currently, because it's not yet approved should be approved. 166 00:23:04.500 --> 00:23:14.454 We think any day now, but it only covered this policy, only covered are required disclosures from H, funded investigators. Now we're expanding it. 167 00:23:14.724 --> 00:23:23.724 Anyone federally funded will need to submit a a financial disclosure form prior to proposal submission. 168 00:23:25.494 --> 00:23:32.934 Additionally, we've added in, in addition to significant financial interest, which are what has focused on. 169 00:23:33.265 --> 00:23:41.875 We've added participation in a foreign government talent, recruitment program, and we've added other support and other support section. 170 00:23:43.194 --> 00:23:49.134 And the definitions for those two things are in the policy, but I know people don't. 171 00:23:50.184 --> 00:24:02.394 Tend to read them, may included, updated the financial disclosure form and so the financial disclosure form, the first section is gonna be what you've always seen. 172 00:24:02.664 --> 00:24:17.545 It's gonna ask you for your significant financial interest. It gives a list of what that includes above the next section. Asks. Do you participate in a foreign government talent recruitment program? Yes. 173 00:24:17.545 --> 00:24:28.075 Or no if yes. What's the name of it? And then the third section is any other support that doesn't fit in your section. 174 00:24:28.740 --> 00:24:34.944 So that's gonna be something we need, and there's a little, some directions. 175 00:24:34.944 --> 00:24:47.664 They're right above the other support section to give some examples but in addition of updated our financial conflict of interest training. So, in the training, now I call it the two point training. 176 00:24:49.559 --> 00:24:58.974 I talk about what a significant financial interest is talking about, what a foreign government talent recruitment program is, and I also talk about what other support is. 177 00:24:59.275 --> 00:25:10.674 So it will help you to watch this the short training before you fill out your disclosure form the good news. Is that training version? Two point out is no longer than one point two. 178 00:25:11.125 --> 00:25:17.275 So I really try to boil down what we needed. So this this training will only take. 179 00:25:17.910 --> 00:25:32.335 The only, but thirty minutes relatively panelists when it comes to compliance training. So, again we're expanding it. Now anybody who's applying for federal funding needs to take this training and submit a disclosure form. 180 00:25:34.825 --> 00:25:48.595 And so I mentioned resources that we have at the University. Of course, I'm the research officer research compliance, so anything to do with responsible conduct research. I can help you with the view. 181 00:25:48.625 --> 00:25:51.714 They training your grad students name training. 182 00:25:51.775 --> 00:25:52.525 Let me know, 183 00:25:52.525 --> 00:25:56.305 I can help you with that questions about financial conflicts of interest, 184 00:25:56.335 --> 00:26:11.275 and the disclosure form can also come to me there's an office of proposal services within the office a sponsor projects they can help you and I can help too but they can definitely help you with your 185 00:26:11.275 --> 00:26:11.724 bio, 186 00:26:12.865 --> 00:26:19.345 your current impending your other support sections within your grant proposals and then also, 187 00:26:19.345 --> 00:26:22.734 I'll mention that you're research performance progress report your, 188 00:26:24.210 --> 00:26:24.625 you know, 189 00:26:24.684 --> 00:26:30.414 H is comparing that they're comparing the publications in your progress report. 190 00:26:30.744 --> 00:26:42.325 And if they see a financial component or collaboration, and that is not in your grant application, that's trigger triggering those letters. So. 191 00:26:43.045 --> 00:26:56.605 They're actually going to the role of looking at your, your publications related to your funding and then going back to the grand and also research security, which I'm Dana's here. So I'm happy to see her. 192 00:26:57.775 --> 00:27:10.134 She can help you. They have a laptop loner program. This is not specifically related to this, but if you're gonna do travel and one of the really anywhere you can, you can check out a loan or a laptop loaner. 193 00:27:10.164 --> 00:27:23.934 That doesn't have anything on it and just put what you need and take that with you. So that you're not going to violate any export control, you know, issue. She can also do the not party screening. 194 00:27:23.934 --> 00:27:29.394 So the university has a subscription to some software called visual compliance. 195 00:27:29.785 --> 00:27:43.045 If someone reaches out and wants to collaborate with you and you would like, data can, can run that person's name through her, denied party screening and tell you if there if they're on any kind of a denied party list. 196 00:27:44.394 --> 00:27:45.625 And then she can also help you. 197 00:27:45.625 --> 00:27:59.815 Decide if you're doing if you're doing fundamental research versus something that might be export controlled and therefore need a technology control plan, the International Institute will help you with official visitor agreements. 198 00:27:59.875 --> 00:28:10.464 So, if you want to bring someone in to work in your lab, there's an official visitor agreement that needs to be filled out. And then the office of compliance and integrity, which is part of legal. 199 00:28:11.875 --> 00:28:14.424 They approve outside employment and consulting. 200 00:28:14.424 --> 00:28:28.015 So the reason I'll put that on there, is that just because you with something on your financial disclosure form it doesn't alleviate the need to go through this outside employment and consulting approval process. 201 00:28:28.525 --> 00:28:29.845 So any consulting, 202 00:28:29.845 --> 00:28:35.424 you do also needs approval through the outside appointment and consulting, 203 00:28:35.875 --> 00:28:42.775 so one does not take the place of the other and because you've got through this also doesn't mean that you don't have to put put down here, 204 00:28:43.049 --> 00:28:57.414 financial disclosure form as any scholars rational ears are they getting screen just like our international 205 00:28:57.954 --> 00:29:02.365 students if you submit an official visit or agreement, 206 00:29:02.365 --> 00:29:05.755 which you should do if they're gonna be here for longer than two weeks. 207 00:29:06.509 --> 00:29:14.275 Correct they are their name is screen through the, the non party for through visual compliance. 208 00:29:15.115 --> 00:29:21.865 I didn't I didn't repeat that question, but it it makes sense that if you're having someone come in, they do get screen. 209 00:29:25.045 --> 00:29:31.015 It okay and again, 210 00:29:31.045 --> 00:29:31.704 I'd wanna, 211 00:29:31.765 --> 00:29:40.075 I wanna in on this top on this because I know this is scary and I'm afraid everybody's gonna leave and go just say, 212 00:29:40.345 --> 00:29:40.855 forget it. 213 00:29:40.855 --> 00:29:49.884 I'm not doing any kind of collaborations. Yes. Yeah. Okay. Slide. 214 00:29:50.130 --> 00:30:01.525 If somebody have some consultation outside of the, a university field that for both for outside employment consultation for the E four. Yes. 215 00:30:01.615 --> 00:30:14.964 Do they also have to go through that financial conflict of interest? It needs to be only a financial disclosure form. If they're required to submit a financial disclosure form, right? Right. 216 00:30:14.994 --> 00:30:17.154 That's yes yes. 217 00:30:18.144 --> 00:30:27.384 So, not everyone has to do a financial disclosure form. Some universities do have everybody do it so we're, we're actually not yeah. 218 00:30:28.589 --> 00:30:38.815 So, this came out of our report who knows what the Jason group is. Okay so, the Jason group is actually an independent group. 219 00:30:38.815 --> 00:30:44.815 They're a lead scientist, and they advise the advise the US governmental matters of science and technology. 220 00:30:45.115 --> 00:30:50.664 So each commission had commission the Jason group to do a study on this and their conclusion, 221 00:30:50.664 --> 00:30:56.875 I thought summarize what I'm trying to say is that many of these problems that have been identified, 222 00:30:56.875 --> 00:31:04.434 can be addressed within the framework of research integrity and the benefits of openness emphasis added this month, 223 00:31:04.674 --> 00:31:06.954 but the benefits of openness and research, 224 00:31:07.255 --> 00:31:16.255 and the inclusion of talented researchers dictate against measures that would wall off particular areas of fundamental research. 225 00:31:17.964 --> 00:31:23.815 We expect that are reinvigorated commitment to us standards of research integrity in the tradition of open science, 226 00:31:23.815 --> 00:31:28.464 but all stakeholders will drive continued three minutes of the US and science, 227 00:31:28.464 --> 00:31:33.115 engineering and technology by attracting and retaining the world's best talent. 228 00:31:33.990 --> 00:31:45.325 So, again, we don't want to overreact and anyway, I think we already have systems here to prevent the problems. 229 00:31:46.464 --> 00:31:58.704 That we're being saying, you know, that are being saying, we just need to make sure that we're doing our disclosures correctly in so forth. Okay. I have left a lot of time for questions because I here will be. 230 00:32:04.674 --> 00:32:08.634 Thank you, I forgot to say that the timeline for these changes that I mentioned. 231 00:32:08.634 --> 00:32:23.335 So, the, the policy, the training, then the updated form, you will get all these hinges now on the policy being approved and pretty much everything else is ready to go. 232 00:32:23.575 --> 00:32:37.164 But you will get notice before that goes into effect. We're thinking, maybe March that we could get get all that ready, but there will be definitely be announcements made. 233 00:32:37.164 --> 00:32:40.585 So that everyone's aware when that when that goes into a fit, 234 00:32:47.454 --> 00:32:48.265 we, 235 00:32:48.654 --> 00:32:54.055 we thinks we think we're gonna make that a strong work of it. 236 00:32:54.055 --> 00:33:03.174 Okay. The question is, if you're already current on your financial conflict of interest training and disclosure, well, you have to redo it. 237 00:33:03.474 --> 00:33:14.365 And as they answer a yes over the next year, as you submit proposals, I don't think you'll be able to fill out the form correctly. 238 00:33:15.055 --> 00:33:27.565 Unless you you take the new training, and that's the reason, because I don't want you answering. No when actually you do have something to report. So, like I mentioned in the training is. 239 00:33:27.990 --> 00:33:42.355 Thirty minutes can be done in thirty minutes, and I think that's really the only way for people to be able to fill out the form correctly. A question yeah, exactly. Into the category. 240 00:33:42.775 --> 00:33:54.444 For example, team collaboration don't have any brands. Example, we identified some common interests of a few friends in China. 241 00:33:57.775 --> 00:34:07.464 We report which office on campus I talked to on policy regarding. This is not gonna go brand proposal advertising in either side. 242 00:34:07.799 --> 00:34:17.304 So if all the financial related finance collaboration no money in data analysis. 243 00:34:17.760 --> 00:34:32.215 Well, in that, which we reported that travel anything, any financial support for travel to leverage office to laptop. Okay. 244 00:34:33.954 --> 00:34:47.815 That's a good question. The question is if you're a and there's no, there's no funding, it's just you're gonna collaborate with someone in another country on data analysis. 245 00:34:47.994 --> 00:34:50.784 It's like, for example, I think the questions. 246 00:34:51.594 --> 00:35:04.525 You would want to ask is well, first, it never hurts to have Dana do the denied party screening. If you aren't sure who who your collaborators are secondly, is the data who owns that data? Is it okay to share that data? 247 00:35:07.824 --> 00:35:09.565 Oh, guys, so you're getting the data. 248 00:35:09.775 --> 00:35:14.664 Okay so there could possibly be yeah, 249 00:35:17.695 --> 00:35:18.175 yeah, 250 00:35:18.474 --> 00:35:28.224 they they may ask for a material transfer agreement or data use agreement in that case is it O. 251 00:35:28.224 --> 00:35:32.034 T. P. O. T. O. 252 00:35:32.034 --> 00:35:46.974 team can help you with those questions pattern copyrights for data or at anytime information is leaving Mississippi State University 253 00:35:46.974 --> 00:35:47.875 and going out. 254 00:35:48.264 --> 00:36:02.005 They come from other countries. Don't leave the US. Is it part of our restart degree? That was one of our friends talking with. Okay. Yeah. 255 00:36:02.244 --> 00:36:15.954 Tell her your analysis, your conclusions, but be a violation so you do need to check that. Because that site could be something that impacts national security. 256 00:36:16.554 --> 00:36:28.764 And if it does that, and that's where you really need to work. I don't know what you're doing, but that's the place. The division would need to go through experimentation. 257 00:36:30.750 --> 00:36:41.155 Draw on any page that yes and actually the technology transfer here. 258 00:36:41.155 --> 00:36:51.864 So so, Tracy following up on that, because it makes a very good point. I think we need to review all of our employees and use. 259 00:36:52.380 --> 00:36:57.684 Whereas international Institutes always change the language. 260 00:36:57.684 --> 00:37:12.264 And I don't know what anybody in here change the language and in those agreements to clarify the status of what's happening with the week these all day long. 261 00:37:12.324 --> 00:37:26.849 And we really have not paid attention to this. So, I think this would have, I think if you are sharing your consulting, like the binding and analysis, there should be some kind of an agreement. Okay. 262 00:37:26.875 --> 00:37:38.574 Just to safeguard. I don't want to go to a federal general because you are protected. Yeah, that's a good point. 263 00:37:42.085 --> 00:37:56.574 It's what we need to do to refine they always get into horses detail and just kind of a general. We're willing to work with a lot of agreements with countries that regard. 264 00:37:59.875 --> 00:38:10.795 And, yeah, this is this is a bobbing if there's one more document and this is yes, absolutely. Yeah. 265 00:38:10.824 --> 00:38:20.364 So, every day, I think of something new that we need, like, so I'm not sure what he's doing, but make me a little more concerned. 266 00:38:20.815 --> 00:38:26.335 So, I'm gonna say collaborating with someone here, just to publish this paper, is that also? 267 00:38:26.364 --> 00:38:40.525 Because that sounded to me, like, he's cooperated to paper for that also goes through the same thing. All these, in your favor did research to get it all day long. 268 00:38:40.585 --> 00:38:53.815 And that's also true. Federal funding, normal funding, data, sharing, data, their data, your data probably some data. 269 00:38:55.105 --> 00:39:08.094 That is not maybe some data. That'd be cool. That would be aquatic being that most of the time there's some kind of data, or might be most of the time. In fact, you're doing it all or you have publicly available Davis. 270 00:39:08.215 --> 00:39:11.695 Yeah, that is definitely what I'm not trying to discourage. 271 00:39:15.445 --> 00:39:26.545 Right, but if there is some sort of a or a data use agreement, then there are can help you with that or international. 272 00:39:27.204 --> 00:39:40.014 Right, right and I mentioned before if you don't if you aren't sure who you're collaborator, or someone just reaches out to you kind of out of the blue have Dana do a non party screening. 273 00:39:40.380 --> 00:39:51.505 Okay, anyone have any questions it's related to a collaboration, just top our office screen. 274 00:39:51.505 --> 00:39:59.755 It you exist as his house now facilitate collaboration but in some cases, 275 00:40:00.269 --> 00:40:02.425 you except on the bonding, 276 00:40:06.565 --> 00:40:09.925 we have to make sure you're aware of the those terms. 277 00:40:10.554 --> 00:40:18.054 Let the property belongs to and where to go and so sometimes accidentally, we are. 278 00:40:22.675 --> 00:40:24.445 Two questions right here. So can you. 279 00:40:25.465 --> 00:40:32.574 You can go first. Okay. Yeah, outside the to the last point. 280 00:40:36.085 --> 00:40:47.394 Yeah outside the company or society give a talk and if they do seven on early. 281 00:40:48.235 --> 00:40:51.835 So I've met a couple. 282 00:40:52.769 --> 00:40:57.000 So do we need to so, 283 00:40:57.175 --> 00:40:57.835 the question is, 284 00:40:57.835 --> 00:41:06.355 if some company pays you a small honorarium or pays for your travel to come good to come to a talk that I do, 285 00:41:06.355 --> 00:41:09.144 not believe would fit the definition of outside employment. 286 00:41:09.474 --> 00:41:15.565 However, it would need to be put and it would need to be disclosed on your financial disclosure form. 287 00:41:17.815 --> 00:41:21.144 If if this went on outside of the University, 288 00:41:21.144 --> 00:41:25.494 so they're paying you an honorarium directly to you, 289 00:41:25.735 --> 00:41:36.114 or reimbursing your travel for you than that that does fit the definition of a significant financial interest and needs to go if, 290 00:41:36.114 --> 00:41:39.744 if the aggregate amount is more than five thousand dollars, 291 00:41:40.135 --> 00:41:47.664 and that goes on your financial disclosure form again that you only get triggered to submit a disclosure form when you apply for federal funding. 292 00:41:48.719 --> 00:41:53.635 So, but that good question yeah. Oh, sorry. Let me get him. And then I'll come to, you. 293 00:42:03.445 --> 00:42:03.894 Program. 294 00:42:07.045 --> 00:42:18.114 Okay, yeah say that again fellow programs for program income infrastructure, right? 295 00:42:18.114 --> 00:42:32.934 We need to go through whatever I'm gonna let Dana answer that better is a contract specify that individual. 296 00:42:33.804 --> 00:42:40.974 Yeah. Nice thing where selected they've been killed. 297 00:42:51.715 --> 00:42:52.735 Stop experts. 298 00:42:55.795 --> 00:43:03.655 How to make the contact okay. And then. 299 00:43:04.885 --> 00:43:17.844 Okay, so the question was, if somebody is bringing a failover as part of a federal contract, does that need an, and I think the question is, are we going to go back to the contract and refer to that language in the contract? 300 00:43:19.170 --> 00:43:19.590 Okay, 301 00:43:19.644 --> 00:43:34.164 let me I'm still just not clear and the office making secure and then the goal 302 00:43:35.664 --> 00:43:41.244 office can probably start any office on that list and they would say, 303 00:43:41.275 --> 00:43:41.574 no, 304 00:43:41.574 --> 00:43:47.724 this is I'm not trying to tell people to contact everybody. 305 00:43:47.724 --> 00:43:55.764 These are just where you're may you might, but if you call me and it's outside of my lane, I'll I'll, I'll give you Dana's number. 306 00:43:55.764 --> 00:44:09.295 So resigned and retired. I don't know how long also I need to get the agreement model inside this. 307 00:44:09.295 --> 00:44:24.264 The what's outside is the warehouse though, but, you know, some specific no problem you were from in this case, let's avoid this. 308 00:44:29.005 --> 00:44:42.355 Yeah always it. Yeah, if you have a specific question is probably better. Let's let's look at the, your, your examples kinda hard sometimes to paint with a broad stroke and give good advice. 309 00:44:42.474 --> 00:44:46.045 So come and we'll make sure it's is correct. 310 00:44:47.034 --> 00:44:50.275 Everything's incorrect yeah. Who well, sorry who. 311 00:44:51.414 --> 00:45:06.114 And then another hand was up. Sorry? Yeah, voice first. So that is a great question. 312 00:45:06.235 --> 00:45:08.215 And that is part of what. 313 00:45:10.105 --> 00:45:20.485 I can go back to the NSF. This is what universities and are really disagreeing on is it not faculty? 314 00:45:21.744 --> 00:45:32.155 Universities have not had considered it and not their business what you do with your summer months, this changes that they want to know what you're doing in the summer. 315 00:45:33.355 --> 00:45:45.954 And we're, we're arguing with them, cover us through argue with on this point, but they're not back and down. And they're saying this is what they've always considered to be the case. 316 00:45:47.215 --> 00:46:01.585 Hello what about sabbaticals? No, I don't, but I don't believe so, but I don't remember this already. Right? 317 00:46:03.414 --> 00:46:04.074 Summer. 318 00:46:06.954 --> 00:46:19.769 Right. They don't have a brain. True yeah, it depends on what you're doing. Well, sabbatical. Yeah. 319 00:46:20.304 --> 00:46:22.675 So whether you would need to report it. 320 00:46:25.525 --> 00:46:36.744 If you take a sabbatical to write a book, nothing to nothing disclosed, but yeah, we, that's a really good question. 321 00:46:36.744 --> 00:46:42.324 And that's something that we're, we're pushing back with phone as I way. 322 00:46:45.925 --> 00:46:57.114 Yeah, we get a for someone to bring us in whenever for a year. You're not the employee. I'm gonna ask you. 323 00:46:57.114 --> 00:47:03.025 Are you going to be here during this class because your sponsoring this individual? 324 00:47:03.025 --> 00:47:13.735 So, therefore, by staying so that they get the email when they're sponsoring every day for longer than a year or not. 325 00:47:18.505 --> 00:47:32.304 Okay. David just said if you are doing an, and you're not a nine month contract, but you have a nine month employee or sorry, you are not employed. She's gonna ask you what about those months when you're not here who's gonna oversee your visitor? 326 00:47:35.574 --> 00:47:38.905 Okay, so if you're told to investigate that. 327 00:47:43.344 --> 00:47:56.574 To the board yes. Yes. Good question is when in ages is asking universities to investigate these are they turning that over to the FBI? 328 00:47:56.605 --> 00:48:00.925 The answer is absolutely yes, they are working hand in hand with the FBI. 329 00:48:10.885 --> 00:48:14.514 It's scary. Yes. 330 00:48:16.405 --> 00:48:18.474 Oh, okay. 331 00:48:20.875 --> 00:48:34.614 For colleagues, it's really simple conflicts of interests that are disclosed and managed and people are afraid about disclosing that conflict. I didn't think that matters also problems. 332 00:48:34.614 --> 00:48:40.704 So don't I financial support somewhere related anything close to your research disclosing. 333 00:48:41.730 --> 00:48:55.284 Typically, not a problem as long as you disclose it is the non disclosure conflict create the can I quote, you, you have hit the nail on the head that's where the problem is. 334 00:48:55.980 --> 00:49:08.724 Yeah, right. And I think that's why I got every one of those requests are required. Exactly. Same thing is, is that the women went to the government early. 335 00:49:08.724 --> 00:49:23.215 They're actually creating more busy, which is pushing people out of the system. Yeah. Is is this point change more than just I guess we gotta get indymac break. 336 00:49:23.215 --> 00:49:31.855 Record doesn't work anymore. You got China Russia land first. China was doing this long before the TP. 337 00:49:32.965 --> 00:49:44.184 Other countries are doing this to impress and university, every Nobel Prize winner and everybody, it's leading a field. Somewhere has an appointment in Saudi Arabia also. 338 00:49:45.085 --> 00:49:53.244 So, for those wired issues as well. So I think. 339 00:49:55.344 --> 00:50:09.534 They become one of those countries that are at risk. Yeah. The question is, this is this is somewhat a political thing. And so where, how much how long it took more countries are on that list. 340 00:50:11.425 --> 00:50:17.485 This, the this is, what we've heard is that this is not about any country it's about the terms of the contract. 341 00:50:18.565 --> 00:50:32.755 So, let us say, if it's not necessarily prohibited to to participate in a talent recruitment program, it comes down to what are the terms of the contract and that goes back to what you say it disclose it. 342 00:50:32.755 --> 00:50:33.894 Let us see the terms. 343 00:50:35.005 --> 00:50:39.204 And it may be fun at worst. You'll be told either. 344 00:50:40.494 --> 00:50:55.465 Don't accept that the contract or don't accept the federal funding either way. You do either way you're gonna stay out of jail. That's what we all are aiming to do at the end of the day. 345 00:51:01.375 --> 00:51:14.605 Will that I will be. The question is, is this training open? I will come invite me to talk to any group. You'd like to. I will be happy to figure out what they're doing. 346 00:51:14.664 --> 00:51:25.074 Yeah, it might be good to develop a different training. That gets more in the weeds on this kind of stuff. Like what is other support. 347 00:51:25.494 --> 00:51:31.945 What what goes in your basket for business managers people that help with proposal preparation. 348 00:51:33.925 --> 00:51:38.574 Okay, I'll add that to my to, to my to do list. 349 00:51:40.739 --> 00:51:44.695 Yeah, why and not to disclose any. 350 00:51:45.929 --> 00:51:51.474 Disclose everything is wise not to share any thing, 351 00:51:52.795 --> 00:52:04.105 which comes to you already says I'm just getting a feeling and the custodian up the deck. 352 00:52:05.309 --> 00:52:08.425 Whatever you are, who are not supposed to share. 353 00:52:12.925 --> 00:52:22.375 Is that out here? Yeah, it's your comment I think is that you get a grant. You're the custodian of that data. Really? 354 00:52:22.375 --> 00:52:32.994 The university owns that data and so yeah, the default is that make sure it's okay to share it before you share it. I'm there. 355 00:52:32.994 --> 00:52:43.375 And you, before you do, you might want to have a data use agreement in place so that you're not giving away intellectual property. That's a great point. 356 00:52:49.945 --> 00:53:01.465 Yep. Okay. How about the audit that already your data? 357 00:53:05.094 --> 00:53:09.864 So the whole day question is the whole data set is already in the public domain. 358 00:53:11.784 --> 00:53:25.644 That's probably, okay, once the entire data sets out in the public domain, it it is it, your data set or somebody else's or? Yes, yeah. 359 00:53:26.934 --> 00:53:38.545 And a lot of funding agencies are now requiring datasets for the raw data to be published because there's a big emphasis on reproducibility. Yeah. 360 00:53:39.175 --> 00:53:44.005 So they wanna see the entire raw data. So somebody else can take it. And. 361 00:53:44.994 --> 00:53:59.184 Run analysis of it, so, yeah, I think if it's already out in the public domain and that's yeah. Laughs. Yeah. 362 00:53:59.215 --> 00:54:11.635 Don't say yes. Are you out there? Yeah distinguishing. What's now? 363 00:54:15.420 --> 00:54:29.574 Yeah, good point we'll get the contract execute terms and know for reading a central section called property. 364 00:54:35.545 --> 00:54:38.724 It's a federal body. No, that's. 365 00:54:43.860 --> 00:54:47.304 Now, all they complimentary. 366 00:54:53.485 --> 00:54:53.724 Right. 367 00:54:56.934 --> 00:55:06.684 Be more specific I mean, I know some of this, some of the guidance included students that my. 368 00:55:08.880 --> 00:55:22.704 Some point get into the excuse yourself? Are you talking about students? That would be a fear if it's not. 369 00:55:26.155 --> 00:55:31.375 So, what your, your question is, what what all needs to be done and if. 370 00:55:34.945 --> 00:55:38.065 If it's if it's fundamental, right? Sorry yeah. 371 00:55:38.065 --> 00:55:42.385 The pay is fundamental research and then it should be so, 372 00:55:42.985 --> 00:55:44.965 I guess one of the things that I'm asking, 373 00:55:45.780 --> 00:55:48.894 so we have Steven undergrad redwoods, 374 00:55:49.380 --> 00:55:51.954 whatever do we, 375 00:55:52.284 --> 00:55:59.275 we need to make certain that things are not communicate things they know finding out what we're doing to other students, 376 00:56:00.565 --> 00:56:00.864 so, 377 00:56:00.864 --> 00:56:03.925 if they're if they're working on an export control project. 378 00:56:04.135 --> 00:56:04.914 Absolutely. 379 00:56:05.215 --> 00:56:19.164 And that would be in the, in the technology control plan and you're right they can theoretically talk about that with other US citizens. 380 00:56:19.434 --> 00:56:23.664 But does that other use to this and know that they can't go talk about it? So I would be. 381 00:56:24.894 --> 00:56:33.295 Very explicit with my students if they're working on export control projects about how sensitivity is, like, follow that technology control plans. 382 00:56:38.159 --> 00:56:50.364 Yeah, I think Dana said if, if you do have an export control project, the students are required to comes on the technology control plan. 383 00:56:58.315 --> 00:57:13.195 Alright, well, thank you so much I just want to and by saying, don't hesitate to cut to reach out. We will help you find the answer will help you way through this the best we can, because we're all here for the very same reason. 384 00:57:13.195 --> 00:57:27.985 We want to be. We want to do it the right way and stay out of the, we'll keep it. Keep people out of jail instead of the headlines. We will send these slides out tomorrow morning. We will email the slides too. So you'll have those from today. 385 00:57:28.284 --> 00:57:40.735 And even though we're just scratching the surface here today. I mean, there's a lot more to come, but you should see an email within the next few weeks from Dr Jordan and Dr Shaw because this is important at the senior admin level. 386 00:57:41.664 --> 00:57:51.565 When you see those mass emails come third, please take a look because that's going to be giving you information as far as next steps forward. If we try to delve deeper it.